Subd. 1. External Employment and Other Activities.
a. A faculty member shall be free to accept such external employment
as does not interfere with the full and proper performance of duties
to his/her respective university as outlined in this Subdivision.
b. Faculty members shall not engage in any external activity which
interferes with their regular duties.
c. During a period of full-time employment, a faculty member shall
not receive either an annual retaining fee or a regular salary from
any external source unless the arrangement has been approved in advance
by the President/designee. This provision does not apply to such things
as the writing of books or articles, the creation of computer software
or artistic works, or the giving of occasional speeches or consultations.
d. A full-time faculty member serving as a regular paid consultant
or staff member for another Minnesota state agency shall do so with
an appropriate leave of absence and deduction of pay at the university.
e. During a period of full-time employment, a faculty member shall
not engage in external consulting, employment, or other activities which
require the faculty member's absence from the campus for more than an
average of one (1) full duty day per week in any academic year.
f. During a period of full-time employment, a faculty member who holds
office in a scholarly or professional organization or who performs editorial
or other duties for learned journals must report such duties to the
President/designee if these duties require the faculty member's absence
from campus for more than five (5) consecutive duty days in any single
academic term.
g. Faculty members engaging in private practice shall not use the official
stationery of the university or of the Chancellor, or give as a business
address the university, its buildings, its departments, or the office
of the Chancellor.
Subd. 2. Conflict of Interest.
a. The technical equipment of the System or university shall not be
used by a faculty member for personal use without notice to and the
consent of his/her Employer and the payment of a reasonable fee for
the privilege enjoyed.
b. Faculty members shall not use their position to secure special privileges
or exemptions for themselves or others.
c. Faculty members shall not engage in any transaction as a representative
or agent of the State with any business entity in which they have a
substantial direct or indirect pecuniary interest. This shall not preclude
the use in teaching of materials prepared by faculty members. Faculty
members preparing materials for sale to students shall notify the President/designee.
d. Research Funded by the University. A conflict of interest shall
be deemed to exist:
1. Whenever a faculty member and/or his/her immediate family in the
aggregate own or have options to purchase five percent (5%) or more
of voting stock in any company with which the faculty member has a
university research project.
2. Whenever a faculty member and/or a member of his/her immediate
family holds a position as an operational officer in a company with
which the faculty member has a university research project.
3. Whenever a faculty member has an on-going private consulting agreement
with the same company with which he/she has a university research
project, if the agreement and the project relate to the same subject
matter.
e. Research Funded by External Sources.
1. Prior to accepting support from a private sector sponsor, a faculty
member must disclose all his/her, and/or his/her immediate family's,
directly-related commercial connections and financial interests in
that sponsor to the President/designee.
2. No agreement or contract for sponsored research projects shall
be entered into which prohibits a faculty member from publishing research
results, except that the sponsor has the right to delete proprietary
information from manuscripts prior to publication. A faculty member
may agree in writing to delay publication until patents are filed.
Faculty members who publish results shall agree to acknowledge in
the publication the role played by the university in the research
project or in support of the project. (See also Subd. 3.c. below.)
f. If a faculty member believes that a conflict of interest may be
created, he/she may (1) avoid entering into the business relationship
which may create the situation, or (2) notify the President/designee
in writing of the activity and the nature of the possible conflict of
interest. Upon receipt of such notice, the President/designee shall
obtain an advisory legal opinion regarding the matter. Copies of such
an advisory legal opinion shall be provided to the faculty member, the
IFO, and other affected parties.
Subd. 3. Confidentiality.
a. Faculty members shall not accept employment or engage in any business
or professional activity which they might reasonably expect would require
or induce them to disclose confidential information acquired by reason
of their official position.
b. Faculty members shall not disclose to unauthorized persons confidential
information obtained by them by reason of their official position nor
shall faculty members otherwise use such information for personal gain
or benefit.
c. A faculty member may enter into a confidentiality agreement with
the sponsor of a research project in which the faculty member elects
to participate, if such an agreement is required by the sponsor. However,
such a confidentiality agreement shall be subject to the limitations
specified in Subd. 2. e. 2. above.
Subd. 4. Patents and Intellectual Property.
a. A faculty member shall be entitled to complete ownership and control
of any patentable discoveries or inventions, or of intellectual property,
except where the faculty member's normal workload was reduced for purposes
of the development project, where the university has provided substantial
support for or involvement in the project, or where the inventions or
discoveries are produced as a result of agreements or contracts between
the university and external sponsors.
b. Ownership of intellectual property, or of patentable discoveries
or inventions, shall be shared by the faculty member and the university
in an equitable ratio if the intellectual property, or the discoveries
or inventions, are produced under one or more of the following circumstances:
1. with substantial university support and involvement;
2. with release time granted with the expectation that patentable
information or products will result;
3. under an assigned duty and/or work-for-hire arrangement with an
external sponsor.
Whenever possible, an equitable ratio of ownership shall be established
in advance and incorporated into an agreement between the university
and the faculty member. Fees involved in copyright and patent application
shall be shared on the basis of the equitable ratio of ownership established
above.
c. A faculty member engaged in research which may lead to patentable
or non-patentable inventions or discoveries, or intellectual property,
shall maintain a log which includes dates and hours worked on the project,
activities engaged in, and university facilities and resources involved.
For purposes of this section, dependent children are financial dependents
of the faculty member, defined as dependent on the faculty member for
significant financial support.