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MnSCU-IFO Master Agreement 1999-2001
ARTICLE 23
Retrenchment
Section A. Retrenchment.
A retrenchment is the layoff of tenured or probationary faculty members
due to System or university budget reductions, budget reallocations, expenditure
freezes, or unfunded increases in operating costs, resulting from action
by either the Legislature, the Governor, or MnSCU, or program changes,
or enrollment shifts, or legislative mandate.
The President shall meet and confer with the Association, in accordance
with the provisions of Article 6, at the time the
President first considers retrenchment. In connection with such duty to
meet and confer, the President shall give the reason(s) for considering
retrenchment and shall provide information of anticipated attrition, and
statistics and financial data having a bearing on any such retrenchment.
The President shall consult with the Chancellor before the issuance of
layoff notices.
Section B. Retrenchment Procedure.
Subd. 1. Attrition.
Whenever possible, attrition due to retirement, resignation, early
separation, or death should be used to avoid the necessity for layoff.
Subd. 2. Retraining.
Retraining of present faculty shall be considered by the President
to avoid the necessity for layoff.
Subd. 3. Layoff.
Upon determination by the President that attrition and retraining will
not accomplish the reduction, then layoffs may be instituted. After
meeting and conferring with the Association pursuant to Section A above,
the President shall determine the particular department or program in
which personnel reductions ought to be made. Such reductions shall then
be accomplished in the following order.
- Adjunct, community faculty, fixed term, and non-tenure track, without
priority, based upon programmatic needs.
- Probationary
- Tenured faculty in the affected department shall be laid off in
inverse order as described in Article 29 hereof. However, in departments
or programs where positions are financed by monies from an outside
jurisdiction or agency and are occupied by fixed-term or probationary
faculty, such faculty may continue to hold such positions in reduced
departments or programs unless there are tenured faculty members qualified
to fill such positions as determined by the President.
A tenured faculty member who has at least twenty (20) years of service
within the Minnesota State Universities, shall remain available for
assignment and shall not be laid off. For those tenured faculty with
at least twenty (20) years of service who have received notice that
their positions is being eliminated, the following options will be
provided.
- The President/designee may reassign the faculty member to other
appropriate duties within the university.
- If the President/designee determines reassignment is not available
without retraining, within six months of initial notice, the faculty
member and the President/designee shall develop a mutually agreed
upon retraining program, to be paid by the university, which meets
the programmatic needs of the university. The completed plan will
include timelines for completion of retraining. The President
will review the approved plan with the receiving department, and
in accordance with Article 20, the department's
role is limited to that of providing recommendations only.
- If the President /designee and the faculty member cannot develop
a mutually agreeable retraining plan, the faculty member's employment
will terminate three (3) years from the date of initial notice.
During this period, appropriate duties will be assigned by the
Employer. At the end of this period, the faculty member will receive
the maximum benefits contained in Article 16,
Article 16, Section D., Subd.
2. if not otherwise qualified. With this option, there shall
be no layoff or recall rights.
- If two (2) or more faculty members have equal seniority, then those
with greater length of tenured service shall have priority for retention.
Should faculty members still be equal in seniority, then those with
greater length of total service in the university shall have priority
in retention. Beyond this, the decision of which person to retain
will be made on the basis of programmatic needs of the university
as determined by the President.
Subd. 4. Advanced Notice.
Notice of layoff under the provisions of this Article for non-tenured
faculty members shall be furnished in accordance with Article
25. Tenured faculty members to be laid off under the provisions
of this Article shall be provided notice of layoff no later than the
twentieth (20th) class day of the fall term to be effective on the last
day of the next spring term. Meet and confer to discuss layoffs shall
be scheduled prior to the date of the layoff notice.
Subd. 5. Sabbatical Leave.
If a faculty member had been scheduled for a sabbatical leave he/she
shall not be deprived of his/her sabbatical leave because he/she is
subject to being laid off.
Subd. 6. Retraining.
- The President will consider and may approve a training leave, in
accordance with Article 17, Section H, for a faculty member who has
received a notice of layoff. The retraining leave would occur during
the faculty member's terminal year and provide the faculty member
with an opportunity to become qualified for a position in a related
or allied discipline. The President's decision shall not be grievable.
- As an alternative, but not in addition to the retraining leave,
the President may offer a sabbatical leave to a faculty member for
the purpose of retraining in a field for which employment is available
at the faculty member's university. This sabbatical would occur during
the faculty member's terminal year. The President's decision to offer
or not to offer the sabbatical leave shall not be grievable.
Section C. Catastrophic Retrenchment.
If a retrenchment within a university involves layoff notice being given
to more than fifteen percent (15%) of the tenured faculty in an academic
year such tenured faculty shall be entitled to reemployment rights for
three (3) years with the State Universities following the same procedure
used for recall in Section G.
Section D. Rights.
Tenured faculty members laid off in accordance with this Article shall
have reassignment rights or, as a result of Section C above, recall rights
for three (3) years following the effective date of their layoff.
Subd. 1. Retrenchment List.
A current list of faculty members who possess reassignment and recall
rights, under Section C, will be maintained by the MnSCU office. Each
university will notify the System office whenever a tenured faculty
member is given notice of retrenchment. The System office will send
an updated list to each of the universities whenever it receives such
notice.
Subd. 2. Notices of Vacancies.
All tenured faculty members who have received a notice of retrenchment
shall notify the System office of up to three academic areas in which
they may be qualified to serve. The choice of areas shall be from the
list contained in Appendix B of this Agreement. Subsequently, they shall
receive copies of all vacancy notices for faculty positions, in departments
or programs in those academic areas, which will be included in the IFO
unit when filled unless they request in writing not to receive them.
This notification of academic areas can be updated annually, with the
possibility of adding one area, within fifteen (15) days of the anniversary
of his/her notice of retrenchment.
Included with the initial mailing of vacancy notices will be a letter
describing the reassignment process and a form to use to notify the
System office of a faculty member's desire to exercise his/her right
of consideration for a specific position
Vacancy notices for probationary positions in chosen academic areas
shall be sent at least three (3) weeks prior to disseminating them within
the MnSCU or in local or national publications. Vacancy notices of fixed-term
and adjunct positions shall be sent by the university no later than
the same day that they are disseminated within the MnSCU and before
such notices are disseminated in local or national publications.
In addition, faculty members with reassignment rights shall be mailed
vacancy notices by the university for faculty positions in the IFO unit
outside of their chosen academic areas at the time that they are disseminated
within the MnSCU.
Section E. Reassignment.
Tenured faculty members notified of layoff in accordance with this Article
may exercise their reassignment rights within the Minnesota State Universities
as follows.
- The faculty member shall have three (3) calendar weeks from the date
the notice of vacancy was mailed to contact the university and indicate
his/her interest in the position and to forward the application materials
requested in the notice to the Academic Vice President or designee of
the university involved. When the credentials of the faculty member
have been received, the Vice President or designee shall meet with the
department where the vacancy exists and insure that the department is
aware of and understands all the provisions of this Section prior to
considering reassignment requests.
- The department involved shall make telephone contact with the faculty
member and invite him/her to visit the campus for an informational interview.
At the time of the visit, he/she shall also be afforded an interview
with the President or appropriate Vice President. The university shall
be responsible for travel and related expenses from the faculty member's
place of residence if it is within the State of Minnesota or within
fifty miles of the Minnesota border.
The faculty member will be responsible for travel and related expenses
from a place of residence outside the state of Minnesota. The department
shall make a written recommendation to the President concerning the
credentials of the candidate. If the recommendation from the department
is negative, the faculty member shall be afforded a telephone call with
the President before the President determines whether he/she is qualified
to fill the vacancy.
- After consulting with the department, the President shall determine
whether the faculty member is qualified to fill the vacant position.
In evaluating the faculty member, neither the President nor the department
will compare him/her with any actual, hypothetical, or ideal applicant,
and will take no notice of applications and credentials of other candidates
until a decision has been reached regarding the faculty member seeking
reassignment.
- The faculty member must be awarded the position if he/she has sufficient
ability, i.e., is competent to perform the duties of the position as
described in the notice of vacancy.
- If the vacant position is temporary or less than full-time, the qualified
faculty member may accept or refuse the position without in any way
altering or affecting his/her rights as established in this Article.
- If the President determines that a faculty member seeking reassignment
does not possess sufficient ability to fill the position, he/she shall
send the faculty member a written statement identifying the qualifications
stated in the notice of vacancy that he/she does not possess. The System
office shall be informed so that the notice of vacancy can be mailed
and the search resumed in accordance with the procedures of Article
21, Section A.
- If two (2) or more faculty members are deemed qualified for reassignment,
the vacant position shall be awarded to the faculty member with greater
seniority. If two or more faculty members have equal seniority, the
vacant position will be awarded to the one with the greater length of
tenured service in the Minnesota State University. If two (2) or more
faculty members have equal seniority and tenured service, the vacant
position will be awarded to the one with greater length of total service
in the Minnesota State Universities. If two (2) or more faculty members
have equal seniority and equal length of tenured and total service,
the President shall determine which faculty member shall be awarded
the vacant position.
- If no faculty member on the reassignment list responds to the notice
of vacancy during the three (3) week open period, the university may
resume the search in accordance with the procedures of Article
21, Section A.
- Persons offered reemployment must accept such offer within fifteen
(15) calendar days after such offer, such acceptance to take effect
on a date specified by the President which will not require a faculty
member to be at work earlier than the beginning of the academic semester,
following the date such offer was made or thirty (30) days, whichever
is later. Such a faculty member shall retain all accrued seniority in
the Minnesota State Universities, including credit for time in layoff
status, but shall for purposes of this Article begin a new accumulation
of seniority within the new department or program if in another state
university.
- Persons who decline such offers of reemployment waive all rights
of reassignment as established in this Article and shall have their
names removed from the reassignment list.
- All reassignment rights established herein shall expire at the conclusion
of three (3) years (thirty-six (36) months) from the effective date
of the faculty member's layoff or upon reassignment to a full-time tenured
position in the bargaining unit.
Section F. Recall.
Tenured faculty members laid-off in accordance with this Article shall
have all recall rights and rehiring preference in the same or similar
position in the same department or program from which the faculty member
was laid off. The following provisions shall apply.
- When a vacant position is filled, laid-off faculty members who are
eligible for the position shall be offered reemployment in inverse order
of their layoff from the System. In the event that two (2) or more faculty
members were laid off at the same time, then that person with the greater
seniority shall have priority for recall. If the vacant position is
temporary or less than full-time, the laid-off faculty who are eligible
shall be offered the position, but their accepting or declining the
offer shall not jeopardize their recall rights as established in this
Article.
- Persons offered reemployment must accept such offer within fifteen
(15) days after such offer, such acceptance to take effect on a date
specified by the President which will not require a faculty member to
be at work earlier than the beginning of the academic semester, following
the date such offer was made or thirty (30) days, whichever is later.
- Persons who decline such offers of reemployment waive all rights
of recall as established in this Article and shall have their names
removed from the recall list.
- All recall rights established herein shall expire at the conclusion
of three (3) years (thirty-six (36) months) from the effective date
of the faculty member's layoff.
Section G. Recalled/Reassigned Faculty.
- Faculty members who are recalled/reassigned in accordance with this
Article and return to employment in the System shall be reemployed at
their former academic rank with no reduction in their former salary
schedule position.
In addition, they shall retain all unused sick leave accumulation not
used in the calculation of severance pay at the time of their layoff
as well as their previously earned tenure rights and sabbatical leave
rights. If the position to which a faculty member is recalled is within
the same seniority unit from which he/she was laid-off, then all previous
seniority credit will be restored.
- A list of all faculty members laid-off within the prior three (3)
year period shall be maintained by the Employer and distributed to each
university and the IFO.
- Laid-off faculty shall be considered to be in an unrequested leave
category. After twelve (12) months of Employer paid insurance benefits
expire (Article 14, Section C., Subd. 2. (a), the laid-off employee
shall have the right to continue at his/her own expense his/her full
insurance benefits at the group rate for an additional thirty (30) months.
Section H. Outplacement Service.
The MnSCU after consulting with the IFO, shall select an out placement
consultant and provide such services to faculty members who are given
notice of layoff and who request the service.
Section I. Grievance Procedure.
A layoff due to retrenchment shall not be considered a non-renewal of
appointment or a dismissal for cause, and the President's decision to
retrench shall not be subject to the grievance procedure.
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